Frequently Asked Questions
These FAQs do not have the force and effect of law and are not meant to bind the public in any way. These FAQs are intended only to provide clarity to the public regarding existing requirements under the law or agency policies. FTA recipients and subrecipients should refer to FTA’s statutes and regulations for applicable requirements.
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If the RFP has been issued, but the contract has not yet been awarded, the project meets the test for eligibility under Category 2.
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Under Department of Transportation (DOT) Americans with Disabilities Act (ADA) regulations at 49 C.F.R. Section 37.131(a)(1)(i), transit entities must “provide complementary paratransit service to origins and destinations within corridors with a width of three-fourths of a mile on each side of each fixed route.” The measurement to destinations within the three-fourths of a mile corridor on each side of a fixed route is measured “as the crow flies” and does not vary based upon driving distance.
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Since pre-award authority has been granted retroactively to the date on which preparations for the storms began, you should enter into TrAMS the actual dates milestones were accomplished, even if they are before the Award Start Date. If all activity associated with the grant has been completed, enter an Award End Date six months after the Award Start Date to allow time for the grant to be processed and funds to be disbursed.
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No. Please see the response to the question regarding non-resilience benefits. In accordance with the intent of the program, the HMCE analysis is designed to only assess the resilience benefits of a proposed project, which are those that are realized in the event of a natural disaster.
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The statistics for the current workforce should be used for the employment practices and utilization analysis charts. Therefore, an entity must submit the same numbers as submitted with its EEO-4 submission to the EEOC, which is due on September 30 of odd-numbered years.
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FTA’s new vanpool policy and Transportation Development Credits (TDC) are similar in that they both apply to the local share of a grant and permit the non-federal share of a project’s cost to be met through a credit or “soft match”. The outcome of using TDC or this vanpool policy means that FTA, in essence, provides 100 percent of the total net project cost.
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Yes. Prior to 2013, federal transit law permitted the use of FTA grant funds for costs associated with including art in public transportation projects. This was one of several types of projects termed “transit enhancements” for which transit agencies were required to spend a certain amount of their FTA formula grant funds.
Beginning in FY 2013, federal transit law no longer included art as an eligible project expense. (49 U.S.C. 5302, as amended by the Moving Ahead for Progress in the 21st Century Act (MAP-21), P.L 112-141.) In response to this change, FTA advised that while works of art not integral to a facility, such as sculptures, would no longer be eligible, transit agencies could continue to use FTA funds to support the employment of an artist as a member of a design team, or other costs associated with art, provided that the artistic elements were integrally related to the facility or served a functional transit-related purpose.
With the enactment of the Fixing America’s Surface Transportation Act (FAST Act), P.L. 114-94, in FY 2016, Congress established a new prohibition on the use of FTA funds for “incremental costs of incorporating art or non-functional landscaping into facilities, including the costs of an artist on the design team.” (49 U.S.C. 5323(h)(2) as amended by FAST.)
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As authorized by Congress, upon appropriation of Emergency Relief funds FTA has primary responsibility for reimbursing emergency response and recovery costs after an emergency or major disaster that affects public transportation systems. FTA works closely with FEMA and grantees to make sure that FTA ER funds do not go toward expenses that have already been reimbursed by any other Federal agency.
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FTA’s ER program functions on a reimbursement basis. The allocation specifies the maximum amount currently available to each State/Territory/jurisdiction based primarily on their proportionate share of emergency expenses and damages to their public transportation assets and infrastructure arising from Hurricanes Harvey, Irma, and Maria.
For recovery projects, FTA staff worked closely with transit officials in the affected regions ahead of the hurricanes’ landfall to advise them of ER program requirements and ensure they had the knowledge and resources in place to carefully track emergency expenditures for potential reimbursement. For resilience projects, specifically, to receive FTA ER funding, the State or Territory must also prepare a program of projects and submit it to FTA for advance review and approval before moving forward with expenditures.
As grants applications are developed, FTA will review the proposed activities to ensure they are only used for eligible purposes and are in compliance with all applicable Federal requirements. FTA will also include special grant conditions for all Hurricane Harvey, Irma, and Maria Emergency Relief funds.
Once projects are awarded in grants, recipients are required to submit Federal Financial Reports and Milestone Progress Reports to FTA to provide information about the status of the projects. FTA will also undertake additional oversight, including Triennial Reviews and State Management Reviews and other reviews as necessary.
For resilience projects, specifically to receive FTA ER funding, the State or Territory must prepare a program of projects and submit it to FTA for advance review and approval before moving forward with expenditures.
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Under Department of Transportation (DOT) Americans with Disabilities Act (ADA) regulations at 49 C.F.R. Section 37.131(e), complementary paratransit service must be available during the same days and hours that fixed route service operates. Thus, if an individual can travel from a given origin to a given destination on a particular fixed route at a certain time of day, a paratransit eligible person must also be able to travel from the same origin to that same destination on paratransit at that time of day. Because paratransit service is required to be available during the same hours and days as the fixed route system, and because not all fixed routes will necessarily be operating at a given time on a given day, the shape of the paratransit service area can be expected to change accordingly. For example, it is common for certain routes to not run late at night. Those routes, and their associated paratransit corridors, do not need to be served with paratransit when the fixed route system is not running on them.
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Determinations of benefits and burdens are based on the totality of the circumstances, both the burdens of the proposed action (e.g., short-term construction impacts) and its benefits (e.g., increased transportation options). One of the best ways to assess the totality of the circumstances is through a robust and inclusive public engagement program. Meaningful public engagement helps identify transit needs of EJ populations and a proposed project’s, or group of projects’, burdens and benefits. Grantees should be specific about the benefits of the project. Over emphasizing or providing too much weight to benefits such as “increasing property values,” “removing blight”, etc. are broad sweeping statements that are often not properly substantiated or might be perceived as benefits to some populations and burdens to others. Therefore, if these types of benefits are raised, please be aware that the adverse effect of such growth on low-income populations may need to be addressed.
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This purpose of this program is to provide funding for projects that make the regional public transportation system more resilient to future extreme weather events and other disasters. Consistent with the evaluation criteria listed in the Notice of Funding Availability, FTA will evaluate proposed projects based entirely on their resilience benefits and the ability of the project sponsor to carry out the project. To the extent that a project may have other incidental benefits, these may only be described to the extent they relate to the stated evaluation criteria. The overall purpose and complete benefits of the project may also be summarized in the project description.
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Public policies at the federal, state, and local levels can foster coordination through funding requirements, offering incentives for improvements in coordination, and requiring transportation and human service providers to demonstrate strategies and efforts to coordinate resources at the local level.
Interested organizations and individuals can contact their state to ascertain what plans and actions are being planned and implemented for human service transportation coordination at the state and local levels.
Locally, consumers should be actively involved in the planning and development of human service transportation services, including the development of policies and programs at all levels.
Efforts to expand the availability and accessibility of transportation services should cut across age and disability boundaries and seek to include such rider groups as older adults, people with disabilities, and individuals with lower income.
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In January 2018, FTA issued request for comment notices on its transit bus automation research program and removing barriers to automation. FTA may issue additional requests for comment in the future. FTA also encourages ideas for demonstrations and strategic partnerships. Additional details will be available in upcoming Notices of Funding Opportunities.
Notices of Funding Opportunity (NOFO) are posted in the Federal Register and on Grants.gov to inform the public when some federal agencies, including FTA, have project funding available through a competitive process. The NOFO provides details on who is eligible for the grant funding, how to apply, and the application deadline. An eligible entity must apply for the funding through the appropriate application process by the established deadline to be considered for the funding.
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Most national Veterans Service Organizations have state and local chapters who may be ideal partners for the VTCLI. See the VSO information on the VTCLI Resources page. You can also use the Department of Veterans Affairs Location tool to find the nearest VA facilities in your community.
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Mobility management is eligible as a capital expense and can be used to coordinate new mobility services with traditional public transportation and other alternative services. The purpose of mobility management is to improve coordination among existing public transportation providers and other transportation service providers in order to expand the availability of transportation options. The FTA supports the National Center for Mobility Management, which provides technical assistance.
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Emergency recovery work that does not qualify under Categories 1-3 may be funded under the prorated allocations announced on March 29th, 2013, or under a future allocation of Emergency Relief funds. Grantees should provide FTA with a list of projects prior to beginning work in order to verify eligibility.Grantees have pre-award authority for the amounts allocated to them in the March 29, 2013 Federal Register Notice of Allocations, including for work performed after January 29, 2013 (and not in a contract, RFP or budgeted force account prior to January 29) provided that all federal requirements are met or a waiver is granted using the waiver request process detailed in the Notice of Availability of Emergency Relief Funding. Such costs are incurred at the grantees own risk, and there is no guarantee that such costs will be approved for Federal funding.Projects that have costs in excess of the amount allocated in the March 29 notice must request a Letter of No Prejudice (LONP) from the FTA Regional Office prior to incurring costs if they intend to seek Federal funding at a later date. The issuance of an LONP does not guarantee that the project will either be allocated funds or approved for reimbursement.
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Transit agencies are encouraged to share activities related to automated bus operation by reaching out to the FTA Office of Research, Demonstration & Innovation at transitautomation@dot.gov.
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As FTA’s strategic transit automation research moves forward, the agency will continue to share its findings in publications, webinars, and fact sheets (among a host of other materials and venues). Information about current and upcoming activities and other resources can be found on the FTA transit automation research webpage.
In addition, see U.S. DOT’s activities in automation on the U.S. DOT Automated Vehicles Activities webpage.
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FTA is allocating funding in this notice for response, recovery, and rebuilding ($232.308 million) based on emergency operations costs and detailed damage assessments submitted by affected agencies that were prepared and verified in cooperation with FTA and the Federal Emergency Management Administration (FEMA).
Allocations for resilience ($44.2 million) are based first on a $5 million base allocation to each State or territory with at least $1 million in damages, with the remaining $24.2 million distributed proportionally according to damage assessments.